Operations and Compliance Analyst

Job Description

Operational Risk/Regulatory Analyst - Mid-Level:
On behalf of our Financial services client, Procom is searching for an Operational Risk/Regulatory Analyst - Mid-Level for a 12-month contract role. This position is a hybrid position with 4 days onsite at our client’s Lone Tree, Colorado 80124 office or Omaha, NE 68154 office.

Operational Risk/Regulatory Analyst - Mid-Level - Job Description:
This role involves providing operational risk management support within the Product - Wealth and Advise Solutions team. The analyst will engage in daily operational processes, ensuring accuracy and compliance with regulatory standards. The focus is on maintaining seamless business operations through effective data management and reconciliation tasks.

Operational Risk/Regulatory Analyst - Mid-Level - Responsibilities:
• Process business-as-usual workflow as assigned by senior manager, including data entry, recordkeeping, review, and validation work.
• Track daily activities and stats, and report to senior manager.
• Conduct daily reconciliation of operational workflows.
• Perform other business operational tasks as identified and delegated by senior manager.

Operational Risk/Regulatory Analyst - Mid-Level - Mandatory Skills:
• Data Management experience
• Microsoft Office Suite experience
• Attention to detail / Analytical skills
• Self-starter attitude
• Ability to handle authority
• Experience working in a fast-paced environment
• Strong communication skills

Operational Risk/Regulatory Analyst - Mid-Level – Nice-to-Have Skills:
• Financial/Banking experience
• Teamwork
• Problem-solving skills
• Accessible approach to work

Operational Risk/Regulatory Analyst - Mid-Level – Assignment Length:
This is a 12-month contract position.

Operational Risk/Regulatory Analyst - Mid-Level - Start Date:
ASAP

Operational Risk/Regulatory Analyst - Mid-Level - Assignment Location:
Lone Tree, Colorado 80124 or Omaha, NE, 68154 United States. This is a hybrid role requiring 4 days in the office.